5 minute read

Stream Processing Event Hub Capture files with Autoloader

Event Hub Capture is a reliable, hassle-free and cost-effective way to easily ingest Event Hub data in a Data Lake, enabling a number of downstream use cases, such as:

  • Going beyond the 7 day retention period: link
  • Analytical exploration on historical data: a great article here
  • And the general flexibility that comes with having a managed event deserialization pipeline (without Event Hub Capture, we'd otherwise have to implement the pipeline from scratch)

Once Capture is set up with a couple clicks, captured data is written in avro format with the semantics below:

Capture Semantics
Capture Semantics

At this point, we have full creative freedom on how we want to process these avro files.

The most straightforward way would be for us to process the incoming data in batches and persist/UPSERT into a relational store (e.g. Delta Tables, Synapse SQL Pools), similar to any average Batch Ingestion pipeline (couple articles here on batch ingesting Event Hub Capture files: 1, 2, 3).

Why Autoloader?

There are a couple fundamental disadvantages with the traditional approach:

  • We miss out on creating an Event-Driven pipeline.

    Every time a new file is being dropped into our Storage Account, Azure's infrastructure captures an "Event", and makes the event metadata (e.g. what/when) available to us via an Event Grid. We can choose to build downstream pipelines that "react" to these events (or queue them up and process them as a stream with Trigger.Once), allowing for tighter, more efficient end-to-end integration (rather than processing on a timer based schedule).

    When we process the capture data as a batch, we're essentially not taking advantages of these Events. As a result, say we schedule the Batch job every hour, there might be times when we process a large number of events (peak times), at other times, the job might run only to find there are no events to process at all.

    Using an Event-Driven pipeline allows us to minimize the backlog, and is a more efficient and elegant solution.

  • Using the logic in the articles linked earlier showcases scanning the entire set of captured avro files into a DataFrame (fine for demo purposes), before we process it (UPSERT etc.), which can quickly become inefficient as the dataset grows in proportion to time.

    Of course, we can build in some sort of watermark/data-skipping logic into our pipeline (in addition to Spark's inherently lazy execution semantics, we can specifically tell it to only read in files from the capture folder after this time), but that requires us to design/implement/maintain that logic.

    Using an Event-Driven pipeline lets us skip this altogether.

Databricks Autoloader allows us to process incoming files by combining the main components driving an Event-Driven pipeline (configuring an Event Grid to listen to ADLS, setting up queues etc.) into an abstracted source called cloudFiles.

In this article, I wanted to share a sample design pattern on how we can apply Autoloader to process Event Hub Capture files.

The Pipeline


For our event producer, we have a simple Python script available in this article, writing data into Event Hub as JSON payloads, where each event looks like this:

  "humidity": 93,
  "id": "b4e4de2c-fb40-4313-8d6e-22f7d70ca75d",
  "temperature": 99,
  "timestamp": "2021-01-03 20:08:33.893592",
  "uv": 0.8591755189878726

For this Event Hub, we can quickly enable Capture through the Azure Portal.

The key point to note here that will influence our design options going forward, is how we chose to serialize the payload. In this case, we went with JSON, which as we'll shortly see, influences our options on how we can deserialize the payload downstream (i.e. in Spark).

Schema Parsing: capture (avro) and payload (json)

Structured Streaming (which is the Spark API Autoloader uses), requires us to explicitly specify the schema via .schema(<schema definition>) when we declare the DataFrame. Spark documentation here describes this further.

Event Hub Capture stores our payload in avro format, with the following schema:

Schemas to parse
Schemas to parse

There's 2 places here where we need to supply Spark with the schema:

  1. Capture Schema: i.e. the schema of the avro file from Event Hub capture. This schema is not likely to change very often - since it's managed by Azure and same for everyone (i.e. it's agnostic to our payload).
  2. Payload Schema: i.e. the schema of our payload from the Body column - which for this example is json. This schema is tied to our application logic.

At this point, there are 3 methods we can leverage to supply Spark with the schemas above:

Method 1: Sample payload file

We can supply Spark with sample files (one for each of our schemas above), and have Spark infer the schema from these sample files before it kicks off the Autoloader pipeline.

Sample files for Schema
Sample files for Schema

Note that in case of JSON, Spark expects the data to be delimited per line (similar to JSONL):


For Event Hub capture, we can simply copy any of the avro files generated by Capture into {topic}-sample.avro.

Then, we can read in these sample files and construct the schema at runtime:

# 1. Capture schema
capture_tmp = spark.read.format("avro").load("/mnt/bronze/tmp/{}-sample.avro".format(topic))
capture_schema = capture_tmp.schema

# 2. Payload schema
payload_tmp = spark.read.json("/mnt/bronze/tmp/{}-payload-sample.json".format(topic))
payload_schema = payload_tmp.schema

If the payload schema changes, we need to simply upload a new file into the same location. For this demo, since our payload is in JSON (not supported by Azure Schema Registry yet), this is the method we'll be using.

Although this isn't as elegant as using a Schema Registry (Method 3), it still saves us the pain of defining the Schema structure by hand (Method 2).

Method 2: Define schema in code

Without using sample files, we can define the schema ourselves in code via StructType: example, and then by doing something like this:

# ...
# Read in Avro Data from Capture with the same methods of defining the schema as below, into `autoloader_df`
# ...

payload_schema = StructType([
                StructField("humidity", LongType(), True),
                # ... Other columns

payload_df = autoloader_df \
            .select(from_json(col("Body"), defined_schema).alias("json_payload")) \
            .select("json_payload.*") \
            # ... Perform other operations

The benefit here is, we don't have to worry about managing the sample payload file.

The disadvantage is, the bits of code above for our StructType definition becomes the source of truth for the schema, which is not very dynamic - i.e. if the schema changes, we have to go into the code and update it. Also, if the schema is particularly complex (nested fields etc.), we need to write it all out ourselves.

Method 3: Use Azure Schema Registry

The most robust implementation would be to use Azure Schema Registry - illustrated here.

However it's not immediately relevant for this particular use case since our Body is in JSON (at the time of writing, Azure Schema Registry currently only supports avro payloads for now - link).

Consumer: Autoloader with Method 1 for Schema Parsing

Now that we've dealt with the Capture Schema and Payload Schema, the Autoloader pipeline is no different than any other implementation.

We pass in capture_schema first to read in the capture dataframe autoloader_df:

autoloader_df = (spark.readStream.format("cloudFiles")
                 .option("recursiveFileLookup", "true") # This lets us ignore folder level partitioning into the incoming Dataframe
                 .schema(capture_schema) # Event Hub Capture schema inferred from avro
                 .load("wasbs://{}@{}.blob.core.windows.net/{}/{}/".format(capture_container, adls_account, eh_namespace, topic))

# Convert Body from Binary to String
autoloader_df = autoloader_df.withColumn("Body", autoloader_df["Body"].cast(StringType()))

Event Hub Capture after parsing
Event Hub Capture after parsing

Then, to get our original payload back, we pass in payload_schema and use from_json:

payload_df = autoloader_df \
              .select(from_json(col("Body"), payload_schema).alias("json_payload")) \

Note how we're able to get back our original payload, without manually defining the schema in code - thanks to the sample file:

Payload after parsing
Payload after parsing

We now have our Event Hub Capture being parsed by the Autoloader pipeline, available in payload_df.

At this point, we're free to do whatever we want, such as writing to Delta Tables:

  .option("checkpointLocation", "your-checkpoint-location")

Wrap Up

We explored how to use Autoloader to process Event Hub Capture files in an Event-Driven manner.

The main takeaway here was figuring out how to deal with schema parsing for both the Capture avro files and our Payload (json for today) - we passed sample files over to Spark to infer the schema before kicking off Autoloader, but also discussed why using Azure Schema Registry would further strengthen the pipeline, had we used avro payloads.

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If you have any questions or suggestions, feel free to open an issue on GitHub!

© 2021 Raki Rahman.